Compliance & Audit Readiness

Prepare for regulatory reviews and audits with confidence through structured, evidence-driven compliance programs aligned to your risk profile.

Why Audit Readiness Matters

Audits and regulatory assessments are not one-time events. They reflect the maturity, consistency, and defensibility of your security and risk program. Organizations that prepare reactively often struggle with findings, delays, and unnecessary remediation.

Falcon Oaks helps organizations establish compliance programs that are continuous, scalable, and aligned with how the business actually operates.

  • Reduced audit surprises and rework
  • Clear, traceable control evidence
  • Strong regulator and auditor confidence
  • Alignment with governance and risk

Our Compliance Approach

We focus on practical compliance—controls that are clearly defined, implemented, and evidenced. Our approach integrates compliance into daily operations rather than treating it as a documentation exercise.

  • Gap and readiness assessments
  • Control design and documentation
  • Evidence identification and mapping
  • Remediation planning and tracking
  • Audit preparation and support

Frameworks & Standards Supported

Our services are aligned with widely accepted security and compliance frameworks to ensure defensibility and consistency.

  • ISO 27001 / ISO 27002
  • NIST Cybersecurity Framework (CSF)
  • NIST Risk Management Framework (RMF)
  • SOC 2 (Type I & II) readiness
  • PCI DSS
  • Canadian regulatory alignment

Key Deliverables

Deliverables are designed to be audit-ready, traceable, and sustainable over time.

  • Compliance gap assessment reports
  • Control mapping and traceability matrices
  • Policy and procedure documentation
  • Evidence registers and audit artifacts
  • Remediation and improvement roadmaps

Who This Service Is For

This service is designed for organizations that must demonstrate compliance clearly and confidently.

  • Organizations preparing for audits or certifications
  • Regulated and high-risk industries
  • Companies scaling operations or handling sensitive data
  • Leadership teams seeking audit confidence

Our Compliance Readiness Process

A disciplined approach focused on clarity, evidence, and repeatability.

01

Scope & Criteria

Define audit scope, frameworks, and expectations.

02

Gap Analysis

Identify control gaps and weaknesses.

03

Control Design

Define or refine controls and documentation.

04

Evidence Mapping

Link controls to verifiable evidence.

05

Remediation

Address gaps with prioritized actions.

06

Audit Support

Support audit execution and follow-up.

Be Audit-Ready Without the Stress

Work with Falcon Oaks to build a compliance program that stands up to regulatory and auditor scrutiny.